Wellington Shields & Co. LLC

Why Advisors Join Wellington Shields

• Founded in 1925
• Employee-owned independent partnership
• 70 professionals across multiple offices
• Advisors managing approximately $75 million to billion+ dollars
• Competitive advisor economics (typically 45–70%, depending on affiliation and support model)
• Equity partnership opportunities
• BNY Pershing custody and clearing
• Black Diamond reporting
• Envestnet investment platform
• Institutional access to alternatives and private markets
• Modern client portal and mobile experience
• Direct access to firm leadership
• No private equity ownership
• Culture focused on long-term partnership - not quarterly production goals
• $3.75 billion in client assets 

What We Offer

Autonomy: An independent work environment within a collegial, entrepreneurial and client-focused culture.

Best-in-class Technology: a flexible platform based on BNY/Pershing's infrastructure augmented by Black Diamond performance, Envestnet investment platform and eMoney financial planning solutions.

Superior Client Service: With 45 investment professionals and 65 total employees, our dedicated team provides personalize high touch service.

Transition Assistance: our efficient onboarding process streamlines the transition experience, minimizing disruptions so you can stay focused on serving your clients.

Succession Planning: Customized business transition plans aligned with your goals and timeframe.

Marketing Support: A suite of marketing materials along with communication tools to stay top-of-mind with clients and prospects.

Institutional-Quality Solutions: Gain access to expert third-party analytics, optimized capital flow management, rigorous sell-side research and professionally managed portfolios.

At Wellington Shields, you have the freedom to operate, grow and transition your practice in the manner that best suits your needs and those of your clients.